Calm Seas Capital

Calm Seas Capital Disclaimer

Statements & Policies

Safe Harbor Statement

This website includes forward-looking statements pertaining to future anticipated projected plans, performance and developments, intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. Any statements on this website that are not statements of historical fact should be considered forward-looking statements. These forward-looking statements generally can be identified by phrases such as "believes," "expects," "anticipates," "foresees," "forecasts," "estimates," "intends," or other words or phrases of similar import. Similarly, statements in this website that describe a company's business strategy, outlook, objectives, plans, intentions or goals also are forward-looking statements. All such forward–looking statements are subject to certain risks and uncertainties that could cause actual results to differ materially from those in forward-looking statements.

Terms of Use

By using the CalmSeasCapital (hereinafter referred to as "CSC", "we", "us", or "our") website, you signify your agreement to these statements & policies. If you do not agree to these statements & policies, you may not use the CSC website. We reserve the right, at our sole discretion, to change, modify, add, or delete portions of these statements & policies at any time. The CSC website contains many links to other websites, including paid advertisements, whose content is not managed by CSC. We do not endorse, nor are responsible for, any of the content of those external websites.

Copyright Notice

All rights, including copyright, in the content of the CSC website are owned or controlled for these purposes by CSC. In accessing the CSC website, you agree that you may only download and/or view the content for your own personal non-commercial use. Except where expressly stated otherwise, you are not permitted to copy, broadcast, download, store (in any medium), transmit, show or play in public, adapt or change in any way the content of the CSC website for any other purpose whatsoever without the prior written permission of CSC.

Privacy Statement

This notice applies to all information collected or submitted on the CSC website. On some pages, you can make requests and register to receive materials. The types of personal information collected at these pages are

Name

Company

Title

Address

Email address

Phone number(s)

The Way We Use Information

We use the information you provide about yourself when responding to your requests for specific information. We occasionally share this information with outside parties we believe you would find of interest. We may be compensated by such parties for this service. We use return email addresses to answer the email we receive. You can register with our website if you would like to receive our periodic mailings as well as updates on our new products and services. Information you submit on our website will not be used for this purpose unless you fill out the registration form. We use non-identifying and aggregate information to better design our website and to share with advertisers. For example, we may tell an advertiser that X number of individuals visited a certain area on our website, or that Y number of men and Z number of women filled out our registration form. Finally, we never use or share the personally identifiable information provided to us online in ways unrelated to the ones described above without also providing you an opportunity to opt-out or otherwise prohibit such unrelated uses. To opt out of our newsletter please email [email protected].

Our Commitment To Data Security

To prevent unauthorized access, maintain data accuracy, and ensure the correct use of information, we have put in place appropriate physical, electronic, and managerial procedures to safeguard and secure the information we collect online.

Our Commitment To Children's Privacy

Protecting the privacy of the very young is especially important. For that reason, we never collect or maintain information at our website from those we actually know are under the age of 13, and no part of our website is structured to attract anyone under the age of 13.

How You Can Access Or Correct Your Information

You can access all your personally identifiable information that we collect online and maintain by editing your user profile. We use this procedure to better safeguard your information.

You can correct factual errors in your personally identifiable information by sending us a request that credibly shows error.

To protect your privacy and security, we will also take reasonable steps to verify your identity before granting access or making corrections.

Compensation Disclosure

The CSC website provides readers with information regarding publicly traded companies that may have retained CSC to provide financing, advertising, news, and public relations. CSC receives compensation from the companies in the form of cash and/or securities in the companies. Compensation in the form of securities in such companies may be viewed as a potential conflict of interest. It is the practice of CSC to sell all securities received as compensation upon the expiration of the applicable holding period set forth in Rule 144 under the Securities Act of 1933, as amended ("Rule 144"), notwithstanding the fact that CSC may be advertising or distributing materials on such securities and their issuers at the time of the sale of such securities.

KBLB: CalmSeasCapital (CSC) holds a position in KBLB. Please read entire CalmSeasCapital (CSC) for FULL Compensation Disclosures.

VSTA: CalmSeasCapital (CSC) holds a position in VTGN. CalmSeasCapital (CSC) may receive marketing referral compensation from unrelated 3rd Party marketing firms on behalf of VTGN. Please read entire CalmSeasCapital (CSC) for FULL Compensation Disclosures.

Other CSC Disclaimer

CSC is not a registered investment advisor. The information contained in the CSC website is not intended to be, and shall not constitute, an offer to sell nor the solicitation of any offer to buy any security. The information presented in the CSC website is provided for informational purposes only and is not to be treated as advice to make any specific investment. Please consult with an independent investment advisor before making an investment decision.

The opinions and analysis included in the CSC website are based on factual information obtained from public filings and other sources deemed to be reliable and are provided "as is" in good faith, but no representation or warranty, expressed, implied, or statutory, is made as to the accuracy or completeness of such information, which may be subject to change without notice. CSC shall not be liable for any errors or any actions taken in reliance thereon. Statements of opinion and belief are those of the authors and/or editors of the CSC website, and are based solely upon the information possessed by such authors and/or editors; no inference should be drawn that CSC or such authors or editors have any special or greater knowledge about the companies profiled or any particular expertise in the industries or markets in which the profiled companies compete.

Factual information on the CSC website is obtained from public filings and other sources deemed to be reliable; however, CSC takes no responsibility for verifying the accuracy of such information and makes no representation that such information is accurate or complete. Certain statements included in the CSC website may be forward-looking statements based on current expectations. CSC makes no representation and provides no assurance or guaranty that such forward -looking statements will prove to be accurate. Readers are urged to consult with independent financial advisors with respect to aninvestment in any company profiled herein. Investors should independently verify information provided in the CSC website by completing their own due diligence on any company in which they are contemplating an investment and review a complete information package on that company, which should include, but not be limited to, the company's annual reports, quarterly reports, press releases, and regulatory filings.

Neither CSC nor its officers, directors, partners, employees, consultants nor anyone involved in the publication of the CSC website is a registered investment adviser or broker/dealer and none of the foregoing make any recommendation that the purchase of securities of any company profiled in the CSC website is suitable or advisable for any person or that an investment in such securities will be profitable. Past performance of profiled securities is not indicative of future results. Companies profiled in the CSC website may lack an active trading market for their securities and investing in such securities is highly speculative and carries a high degree of risk. Anyone investing in these companies should be able and prepared to bear a loss of his or her entire investment. The information on the CSC website is not designed to be used as the basis for an investment decision. You should confirm to your own satisfaction the veracity of any information prior to entering into any investment. The decision to buy or sell any security that may be featured by CSC is done purely at the reader's own risk. Under no circumstances will CSC or its owners, officers, directors, or employees be held liable for any losses incurred by the use of information contained in the CSC website.

CSC and its employees and affiliates may own, or may buy and sell, securities of companies profiled in the CSC website at any time before, during, or after distribution of information on the companies by CSC. CSC and its employees and affiliates may profit in the event the shares of the companies increase in value. Such securities may be sold from time to time even after CSC has distributed positive information regarding the companies. CSC does not guarantee that it will purchase the securities of profiled companies.

CSC from time to time enters into agreements to purchase securities of publicly traded companies to provide financing to these companies.

Risk Warnings

The content published on the CSC website is intended for and only to be used for reference purposes and is neither an offer nor a solicitation to purchase or sell any security or instrument or to participate in any particular trading strategy. None of the information provided through the CSC website constitutes a recommendation that any investment or trading strategy is suitable for any person. Persons should consult with a certified financial advisor before making any investment decisions.

THERE CAN BE NO ASSURANCE THAT THE CONTENT PUBLISHED ON THE CSC WEBSITE IS ACCURATE OR WITHOUT ERROR. ANY PERSON WHO MAKES USE OF SUCH CONTENT EXPRESSLY ASSUMES ALL RISKS FROM USING THE CONTENT. In particular, CSC does guarantee it reviews, and is not responsible for confirming, the accuracy of issuer documents and information submitted for inclusion on the CSC website. The issuer and its management are primarily responsible for the accuracy of any information regarding the issuer provided on the CSC website. INVESTORS ARE STRONGLY ADVISED TO CONFIRM THE ACCURACY OF ANY INFORMATION OBTAINED FROM THE CSC WEBSITE PRIOR TO MAKING ANY INVESTMENT DECISION. The information on the CSC website is not intended to be used in the process of making any investment decision.

Because many OTC securities are relatively illiquid, or "thinly traded," which tends to increase volatility in market prices, an investment in an OTC security involves a high degree of risk. These speculative and illiquid securities are often difficult for investors to buy or sell without significantly affecting the quoted price. It should be noted that the liquidation of a position in an OTC security may not even be possible within a reasonable period of time.

Dependable information regarding issuers of OTC securities, their prospects, or the risks associated with the business of any particular issuer or an investment in the issuer's securities may not be available. For this reason, it may be difficult to properly value an investment in an OTC security or accurately determine the risks involved with investing in such a security.

Issuers of OTC securities quoted on the OTC Link system are not required to provide any kind of information to investors. While many issuers register OTC securities with the Securities and Exchange Commission (SEC) and regularly provide reports to investors in connection with such registration, they are not required to continue such registration or regularly provide such reports because their securities are quoted on OTC Link. Securities may continue to be quoted on the OTC Link system if issuers are delinquent in their reporting obligation to the SEC or other federal or state regulatory agencies. Quotation of a security on the OTC Link system or the Yellow Sheets does not in itself create any ongoing filing or reporting obligations with the SEC for any issuer. In fact, issuers may not even be aware that their securities are quoted on the OTC Link system.

Indemnification

Recognizing that transactions of the type contemplated in an engagement sometimes result in litigation and that the role of CSC is advisory, the Company agrees to indemnify and hold harmless CSC and its affiliates and their irrespective officers, directors, employees, agents and controlling persons within the meaning of Section 15 of the Securities Act of 1933, as amended (the "Act") or Section 20(a) of the Securities Exchange Act ("Indemnified Parties") and against any and all loss, charge, claim, damage, expense and liability whatsoever, including, but not limited to, all attorneys' fees and expenses (hereinafter a "Claim" or "Claims"), related to or arising in any manner out of, based upon, or in connection with (i) any untrue statement or alleged untrue statement of a material fact made by the Company or any omission or alleged omission of the Company to state a material fact required to be stated therein or necessary to make the statements therein not misleading or (ii) any transaction, proposal or any other matter (items (i) and (ii) being hereinafter referred to as a "Matter" or "Matters") contemplated by the engagement of CSC hereunder, and will promptly reimburse the Indemnified Parties for all expenses (including reasonable fees and expenses of legal counsel) as incurred in connection with the investigation of, preparation for or defense of any pending or threatened Claim related to or arising in any manner out of any Matter contemplated by the engagement of CSC hereunder, or any action or proceeding arising there from (collectively, "Proceedings"), whether or not such Indemnified party is a formal party to any such Proceeding. Notwithstanding the foregoing, the Company shall not be liable in respect of any Claims that a court of competent jurisdiction has judicially determined by final judgment (and the time to appeal has expired or the last right of appeal has been denied) which resulted solely or in part from the negligence, gross negligence or willful misconduct of an Indemnified Party or the violation of any securities laws or regulations by an Indemnified Party. The Company further agrees that it will not, without the prior written consent of CSC settle compromise or consent to the entry of any judgment in any pending or threatened proceeding in respect of which indemnification may be sought hereunder (whether or not CSC or any Indemnified Party is an actual or potential party to such Proceeding), unless such settlement, compromise or consent includes an unconditional release of CSC and each other Indemnified Party hereunder from all liability arising out of such proceeding.

In order to provide for just and equitable contribution in any case in which (i) an Indemnified Party is entitled to indemnification pursuant to an Engagement Agreement but it is judicially determined by the entry of a final judgment decree by a court of competent jurisdiction and the time to appeal has expired or the last right of appeal has been denied) that such indemnification may not be enforced in such case, or (ii) contribution may be required by the Company in circumstances for which an Indemnified party is otherwise entitled to indemnification under the Agreement, then, and in each such case, the Company shall contribute to the aggregate losses, Claims, damages and/or liabilities in an amount equal to the amount for which indemnification was held unavailable. Notwithstanding the foregoing, CSC shall not be obligated to contribute any amount hereunder that exceeds the amount of fees previously received by CSC pursuant to an Agreement.

The Company further agrees that no Indemnified Party shall have any liability (whether direct or indirect, in contract or tort or otherwise) to the Company for or in connection with CSC 's engagement hereunder except for Claims that a court of competent jurisdiction shall have determined by final judgment (and the time to appeal has expired or the last right of appeal has been denied) resulted solely or in part from the negligence, gross negligence or willful misconduct of such Indemnified Party or the violation of any securities laws or regulations by an Indemnified Party. The indemnity, re imbursement and contribution obligations of the Company set forth herein shall be in addiction to any liability which the Company may otherwise have an shall be binding upon and inure to the benefit of any successors, assigns, heirs and personal representatives of the Company or an Indemnified Party.

The indemnity, reimbursement and contribution provisions set forth herein shall remain operative and full force and effect regardless of (i) any withdrawal, termination or consummation of or failure to initiate or consummate any Matter referred to herein, (ii) any investigation made by or on behalf of any party hereto or any person controlling (within the meaning of Section 15 of the Securities act of 1933 as amended, or Section 20 of the Securities Exchange Act of 1934, as amended) any party hereto, (iii) any termination or the completion or expiration of an Engagement Agreement with CSC and (iv) whether or not CSC shall, or shall not be called upon to, render any formal or informal advice in the course of such engagement.

Unless otherwise defined, capitalized terms used herein shall have the meaning ascribed to them in the Agreement.